Convention on Biological
Diversity
Recent
Developments
Convention on Biological Diversity
1992
Preamble
Objectives
Principle
Jurisdictional
Scope
Cooperation
General
Measures for
Conservation
Identification
and Monitoring
In-situ
Conservation
Ex-situ
Conservation
Sustainable
Use of Components of
Diversity
Incentive
Measures
Research
and Training #research
Public
Education and
Awareness
Impact
Assessment and Minimizing
Impacts
Access
to Genetic
Resources
Access
to and Transfer of Technology
Preamble
The Contracting Parties,
Conscious of the intrinsic value of biological diversity
and of the ecological, genetic, social, economic,
scientific, educational, cultural, recreational and
aesthetic values of biological diversity and its
components,
Conscious also of the importance of biological diversity
for evolution and for maintaining life sustaining systems of
the biosphere,
Affirming that the conservation of biological diversity
is a common concern of humankind,
Reaffirming that States have sovereign rights over their
own biological resources,
Reaffirming also that States are responsible for
conserving their biological diversity and for using their
biological resources in a sustainable manner,
Concerned that biological diversity is being
significantly reduced by certain human activities,
Aware of the general lack of information and knowledge
regarding biological diversity and of the urgent need to
develop scientific, technical and institutional capacities
to provide the basic understanding upon which to plan and
implement appropriate measures,
Noting that it is vital to anticipate, prevent and attack
the causes of significant reduction or loss of biological
diversity at source,
Noting also that where there is a threat of significant
reduction or loss of biological diversity, lack of full
scientific certainty should not be used as a reason for
postponing measures to avoid or minimize such a threat,
Noting further that the fundamental requirement for the
conservation of biological diversity is the in-situ
conservation of ecosystems and natural habitats and the
maintenance and recovery of viable populations of species in
their natural surroundings,
Noting further that ex-situ measures, preferably in the
country of origin, also have an important role to play,
Recognizing the close and traditional dependence of many
indigenous and local communities embodying traditional
lifestyles on biological resources, and the desirability of
sharing equitably benefits arising from the use of
traditional knowledge, innovations and practices relevant to
the conservation of biological diversity and the sustainable
use of its components,
Recognizing also the vital role that women play in the
conservation and sustainable use of biological diversity and
affirming the need for the full participation of women at
all levels of policy-making and implementation for
biological diversity conservation,
Stressing the importance of, and the need to promote,
international, regional and global cooperation among States
and intergovernmental organizations and the non-governmental
sector for the conservation of biological diversity and the
sustainable use of its components,
Acknowledging that the provision of new and additional
financial resources and appropriate access to relevant
technologies can be expected to make a substantial
difference in the world's ability to address the loss of
biological diversity,
Acknowledging further that special provision is required
to meet the needs of developing countries, including the
provision of new and additional financial resources and
appropriate access to relevant technologies,
Noting in this regard the special conditions of the least
developed countries and small island States,
Acknowledging that substantial investments are required
to conserve biological diversity and that there is the
expectation of a broad range of environmental, economic and
social benefits from those investments,
Recognizing that economic and social development and
poverty eradication are the first and overriding priorities
of developing countries,
Aware that conservation and sustainable use of biological
diversity is of critical importance for meeting the food,
health and other needs of the growing world population, for
which purpose access to and sharing of both genetic
resources and technologies are essential,
Noting that, ultimately, the conservation and sustainable
use of biological diversity will strengthen friendly
relations among States and contribute to peace for
humankind,
Desiring to enhance and complement existing international
arrangements for the conservation of biological diversity
and sustainable use of its components, and
Determined to conserve and sustainably use biological
diversity for the benefit of present and future
generations,
Have agreed as follows:
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Article 1.
Objectives
The objectives of this Convention, to be pursued in
accordance with its relevant provisions, are the
conservation of biological diversity, the sustainable use of
its components and the fair and equitable sharing of the
benefits arising out of the utilization of genetic
resources, including by appropriate access to genetic
resources and by appropriate transfer of relevant
technologies, taking into account all rights over those
resources and to technologies, and by appropriate
funding.
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Article 3.
Principle
States have, in accordance with the Charter of the United
Nations and the principles of international law, the
sovereign right to exploit their own resources pursuant to
their own environmental policies, and the responsibility to
ensure that activities within their jurisdiction or control
do not cause damage to the environment of other States or of
areas beyond the limits of national jurisdiction.
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Article 4.
Jurisdictional Scope
Subject to the rights of other States, and except as
otherwise expressly provided in this Convention, the
provisions of this Convention apply, in relation to each
Contracting Party:
- In the case of components of biological
diversity, in areas within the limits of its national
jurisdiction; and
- In the case of processes and activities, regardless
of where their effects occur, carried out under its
jurisdiction or control, within the area of its national
jurisdiction or beyond the limits of national
jurisdiction.
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Article 5.
Cooperation
Each Contracting Party shall, as far as possible and as
appropriate, cooperate with other Contracting Parties,
directly or, where appropriate, through competent
international organizations, in respect of areas beyond
national jurisdiction and on other matters of mutual
interest, for the conservation and sustainable use of
biological diversity.
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Article 6. General
Measures for Conservation and Sustainable Use
Each Contracting Party shall, in accordance with its
particular conditions and capabilities:
- Develop national strategies, plans or
programmes for the conservation and sustainable use of
biological diversity or adapt for this purpose existing
strategies, plans or programmes which shall reflect,
inter alia, the measures set out in this Convention
relevant to the Contracting Party concerned; and
- Integrate, as far as possible and as appropriate, the
conservation and sustainable use of biological diversity
into relevant sectoral or cross-sectoral plans,
programmes and policies.
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Article 7.
Identification and Monitoring
Each Contracting Party shall, as far as possible and as
appropriate, in particular for the purposes of Articles 8 to
10:
- Identify components of biological diversity
important for its conservation and sustainable use having
regard to the indicative list of categories set down in
Annex I;
- Monitor, through sampling and other techniques, the
components of biological diversity identified pursuant to
subparagraph (a) above, paying particular attention to
those requiring urgent conservation measures and those
which offer the greatest potential for sustainable
use;
- Identify processes and categories of activities which
have or are likely to have significant adverse impacts on
the conservation and sustainable use of biological
diversity, and monitor their effects through sampling and
other techniques; and
- Maintain and organize, by any mechanism data, derived
from identification and monitoring activities pursuant to
subparagraphs (a), (b) and (c) above.
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Article 8. In-situ
Conservation
Each Contracting Party shall, as far as possible and as
appropriate:
- Establish a system of protected areas or
areas where special measures need to be taken to conserve
biological diversity;
- Develop, where necessary, guidelines for the
selection, establishment and management of protected
areas or areas where special measures need to be taken to
conserve biological diversity;
- Regulate or manage biological resources important for
the conservation of biological diversity whether within
or outside protected areas, with a view to ensuring their
conservation and sustainable use;
- Promote the protection of ecosystems, natural
habitats and the maintenance of viable populations of
species in natural surroundings;
- Promote environmentally sound and sustainable
development in areas adjacent to protected areas with a
view to furthering protection of these areas;
- Rehabilitate and restore degraded ecosystems and
promote the recovery of threatened species, inter alia,
through the development and implementation of plans or
other management strategies;
- Establish or maintain means to regulate, manage or
control the risks associated with the use and release of
living modified organisms resulting from biotechnology
which are likely to have adverse environmental impacts
that could affect the conservation and sustainable use of
biological diversity, taking also into account the risks
to human health;
- Prevent the introduction of, control or eradicate
those alien species which threaten ecosystems, habitats
or species;
- Endeavour to provide the conditions needed for
compatibility between present uses and the conservation
of biological diversity and the sustainable use of its
components;
- Subject to its national legislation, respect,
preserve and maintain knowledge, innovations and
practices of indigenous and local communities embodying
traditional lifestyles relevant for the conservation and
sustainable use of biological diversity and promote their
wider application with the approval and involvement of
the holders of such knowledge, innovations and practices
and encourage the equitable sharing of the benefits
arising from the utilization of such knowledge,
innovations and practices;
- Develop or maintain necessary legislation and/or
other regulatory provisions for the protection of
threatened species and populations;
- Where a significant adverse effect on biological
diversity has been determined pursuant to Article 7,
regulate or manage the relevant processes and categories
of activities; and
- Cooperate in providing financial and other support
for in-situ conservation outlined in subparagraphs (a) to
(l) above, particularly to developing countries.
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Article 9. Ex-situ
Conservation
Each Contracting Party shall, as far as possible and as
appropriate, and predominantly for the purpose of
complementing in-situ measures:
- Adopt measures for the ex-situ conservation
of components of biological diversity, preferably in the
country of origin of such components;
- Establish and maintain facilities for ex-situ
conservation of and research on plants, animals and
micro- organisms, preferably in the country of origin of
genetic resources;
- Adopt measures for the recovery and rehabilitation of
threatened species and for their reintroduction into
their natural habitats under appropriate conditions;
- Regulate and manage collection of biological
resources from natural habitats for ex-situ conservation
purposes so as not to threaten ecosystems and in-situ
populations of species, except where special temporary
ex-situ measures are required under subparagraph (c)
above; and
- Cooperate in providing financial and other support
for ex-situ conservation outlined in subparagraphs (a) to
(d) above and in the establishment and maintenance of
ex-situ conservation facilities in developing
countries.
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Article 10.
Sustainable Use of Components of Biological
Diversity
Each Contracting Party shall, as far as possible and as
appropriate:
- Integrate consideration of the conservation
and sustainable use of biological resources into national
decision-making;
- Adopt measures relating to the use of biological
resources to avoid or minimize adverse impacts on
biological diversity;
- Protect and encourage customary use of biological
resources in accordance with traditional cultural
practices that are compatible with conservation or
sustainable use requirements;
- Support local populations to develop and implement
remedial action in degraded areas where biological
diversity has been reduced; and
- Encourage cooperation between its governmental
authorities and its private sector in developing methods
for sustainable use of biological resources.
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Article 11.
Incentive Measures
Each Contracting Party shall, as far as possible and as
appropriate, adopt economically and socially sound measures
that act as incentives for the conservation and sustainable
use of components of biological diversity.
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Article 12.
Research and Training
The Contracting Parties, taking into account the special
needs of developing countries, shall:
- Establish and maintain programmes for
scientific and technical education and training in
measures for the identification, conservation and
sustainable use of biological diversity and its
components and provide support for such education and
training for the specific needs of developing
countries;
- Promote and encourage research which contributes to
the conservation and sustainable use of biological
diversity, particularly in developing countries, inter
alia, in accordance with decisions of the Conference of
the Parties taken in consequence of recommendations of
the Subsidiary Body on Scientific, Technical and
Technological Advice; and
- In keeping with the provisions of Articles 16, 18 and
20, promote and cooperate in the use of scientific
advances in biological diversity research in developing
methods for conservation and sustainable use of
biological resources.
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Article 13.
Public Education and Awareness
The Contracting Parties shall:
- Promote and encourage understanding of the
importance of, and the measures required for, the
conservation of biological diversity, as well as its
propagation through media, and the inclusion of these
topics in educational programmes; and (b) Cooperate, as
appropriate, with other States and international
organizations in developing educational and public
awareness programmes, with respect to conservation and
sustainable use of biological diversity.
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Article 14. Impact
Assessment and Minimizing Adverse Impacts
- Each Contracting Party, as far as possible and as
appropriate, shall:
- Introduce appropriate procedures
requiring environmental impact assessment of its
proposed projects that are likely to have significant
adverse effects on biological diversity with a view to
avoiding or minimizing such effects and, where
appropriate, allow for public participation in such
procedures;
- Introduce appropriate arrangements to ensure that
the environmental consequences of its programmes and
policies that are likely to have significant adverse
impacts on biological diversity are duly taken into
account;
- Promote, on the basis of reciprocity,
notification, exchange of information and consultation
on activities under their jurisdiction or control
which are likely to significantly affect adversely the
biological diversity of other States or areas beyond
the limits of national jurisdiction, by encouraging
the conclusion of bilateral, regional or multilateral
arrangements, as appropriate;
- In the case of imminent or grave danger or damage,
originating under its jurisdiction or control, to
biological diversity within the area under
jurisdiction of other States or in areas beyond the
limits of national jurisdiction, notify immediately
the potentially affected States of such danger or
damage, as well as initiate action to prevent or
minimize such danger or damage; and
- Promote national arrangements for emergency
responses to activities or events, whether caused
naturally or otherwise, which present a grave and
imminent danger to biological diversity and encourage
international cooperation to supplement such national
efforts and, where appropriate and agreed by the
States or regional economic integration organizations
concerned, to establish joint contingency plans.
- The Conference of the Parties shall examine, on the
basis of studies to be carried out, the issue of
liability and redress, including restoration and
compensation, for damage to biological diversity, except
where such liability is a purely internal matter.
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Article 15.
Access to Genetic Resources
- Recognizing the sovereign rights of States over their
natural resources, the authority to determine access to
genetic resources rests with the national governments and
is subject to national legislation.
- Each Contracting Party shall endeavour to create
conditions to facilitate access to genetic resources for
environmentally sound uses by other Contracting Parties
and not to impose restrictions that run counter to the
objectives of this Convention.
- For the purpose of this Convention, the genetic
resources being provided by a Contracting Party, as
referred to in this Article and Articles 16 and 19, are
only those that are provided by Contracting Parties that
are countries of origin of such resources or by the
Parties that have acquired the genetic resources in
accordance with this Convention.
- Access, where granted, shall be on mutually agreed
terms and subject to the provisions of this Article.
- Access to genetic resources shall be subject to prior
informed consent of the Contracting Party providing such
resources, unless otherwise determined by that
Party.
- Each Contracting Party shall endeavour to develop and
carry out scientific research based on genetic resources
provided by other Contracting Parties with the full
participation of, and where possible in, such Contracting
Parties.
- Each Contracting Party shall take legislative,
administrative or policy measures, as appropriate, and in
accordance with Articles 16 and 19 and, where necessary,
through the financial mechanism established by Articles
20 and 21 with the aim of sharing in a fair and equitable
way the results of research and development and the
benefits arising from the commercial and other
utilization of genetic resources with the Contracting
Party providing such resources. Such sharing shall be
upon mutually agreed terms.
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Article 16. Access
to and Transfer of Technology
- Each Contracting Party, recognizing that technology
includes biotechnology, and that both access to and
transfer of technology among Contracting Parties are
essential elements for the attainment of the objectives
of this Convention, undertakes subject to the provisions
of this Article to provide and/or facilitate access for
and transfer to other Contracting Parties of technologies
that are relevant to the conservation and sustainable use
of biological diversity or make use of genetic resources
and do not cause significant damage to the
environment.
- Access to and transfer of technology referred to in
paragraph 1 above to developing countries shall be
provided and/or facilitated under fair and most
favourable terms, including on concessional and
preferential terms where mutually agreed, and, where
necessary, in accordance with the financial mechanism
established by Articles 20 and 21. In the case of
technology subject to patents and other intellectual
property rights, such access and transfer shall be
provided on terms which recognize and are consistent with
the adequate and effective protection of intellectual
property rights. The application of this paragraph shall
be consistent with paragraphs 3, 4 and 5 below.
- Each Contracting Party shall take legislative,
administrative or policy measures, as appropriate, with
the aim that Contracting Parties, in particular those
that are developing countries, which provide genetic
resources are provided access to and transfer of
technology which makes use of those resources, on
mutually agreed terms, including technology protected by
patents and other intellectual property rights, where
necessary, through the provisions of Articles 20 and 21
and in accordance with international law and consistent
with paragraphs 4 and 5 below.
- Each Contracting Party shall take legislative,
administrative or policy measures, as appropriate, with
the aim that the private sector facilitates access to,
joint development and transfer of technology referred to
in paragraph 1 above for the benefit of both governmental
institutions and the private sector of developing
countries and in this regard shall abide by the
obligations included in paragraphs 1, 2 and 3 above.
- The Contracting Parties, recognizing that patents and
other intellectual property rights may have an influence
on the implementation of this Convention, shall cooperate
in this regard subject to national legislation and
international law in order to ensure that such rights are
supportive of and do not run counter to its
objectives.
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